Ted Thomte
,
Exeter Consulting Group, Inc.
Toll Free Phone: (800) 901-0363
Profile:
Exeter's seasoned experts have decades of direct (line responsibility) experience in financial industry cases, including matters involving Broker/Customer disputes, Stocks and Bonds, Options, Digital Options, and other Derivatives (including Swaps and Futures), Mergers and Acquisition, Company Valuation, Forensic CPA, CVA, CFE, Hedge Fund and other Alternative investments, Foreign Exchange and Foreign Exchange Options. Typical matters involve Churning, Lack of Suitability, Unauthorized Trading and Lack of Supervision. Investment account analysis, including preparation of schedules and charts, security analyses, review of opposing-side analysis for accuracy and preparation of schedules in response. Representative expertise: Registered Principal, Branch Manager, Compliance and Margin Management, M & A and Company Valuation Specialist, CBOE Registered Options Principal, Hedge Fund Manager, Registered Representative, FINRA, AAA and NFA Arbitrator experience.
Primary Area of Expertise: Broker/Customer Disputes
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