Peter F. Flynn
,
Law Office of Peter F. Flynn
33 Broad Street
Suite 1100
Boston, MA
02109
Phone: (617) 367-0099
Fax: (617) 367-0095
Profile:
Mr. Flynn provides expert testimony and advise in securities arbitration matters including churning and suitability cases; damages calculations; trading and market making; investment banking and Regulation M cases; Form U-4 and U-5 matters; SEC and FINRA compliance requirements; commission and compensation matters involving registered representatives; case assessments, discovery and preparing witnesses in arbitrations; money laundering and privacy issues; branch office requirements; financial and operational issues; net capital; and supervision.
Mr. Flynn provides advise regarding SEC and NASD (FINRA) examination and investigation findings.
Education/Licenses:
BS, JD, FINRA Series 7, 24 & 27
Primary Area of Expertise: Securities Arbitration/Mediation
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