6782 North Ocean Blvd.
Phone: (561) 371-7570
- Fax: (561) 752-9790
Entered the securities business with Legg Mason in Washington DC, held positions at Merrill Lynch, Oppenheimer & Co, Bank of America, J.P. Morgan Chase, US Trust Co, Atlantic Trust, Integritas Advisors and Tiger21. Held series 7, series 63, and series 65 FINRA license. Nearly 30 years of experience in sales, service and senior management with understanding of private wealth financial services industry – who and how they are regulated and their internal policies and procedures. Have dealt with and understand complex fiduciary relationships in trusts, investment and risk management, how credit transactions leverage security accounts and closely held businesses. Experienced in how institutions provide services to clients and their ongoing fiduciary obligations to clients and potential conflicts of interest with the ever growing set of products and services. Extensive industry knowledge and experience.
B.A. Political Science and Economics - Hope College, Holland MI 1975-1979
Primary Area of Expertise: