Former Chair, Los Angeles County Bar Association, Business & Corporations Law Section; LLM, Harvard Law School; 42 years practicing Securities Law; 12 years with the U.S. Securities and Exchange Commission, Washington D.C.; Published Author of Securities Regulations, including eight volume treatise.
* Securities Law * Federal Securities Law Enforcement * Securities Arbitration * Business Litigation * Director & Officer Liability * International Securities Regulations * Insider Trading * NYSE, AMEX and FINRA Disciplinary Proceedings * Broker-Dealer, Investment Company & Investment Advisor Matters * Liability Under Federal & State Securities Laws * Public and Private Offerings * Internet Securities * Law Firm Liability
Education & Licenses
B.S. Business and Accounting J.D., and L.L.M. Member: California & District of Columbia Bar Associations