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Expert Bio

Primary Area of Expertise

Securities

Expert Witness Profile

Carrie Wisniewki has 32+ years of securities industry sales and compliance experience. Carrie's career accomplishments include employment as a registered representative and as a member of the compliance Department of Merrill Lynch. She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements. Carrie was recently elected to serve a 2nd term on the FINRA District 7 Committee. She is currently a member of the Forensic Expert Witness Association and the National Society of Compliance Professionals, where she is also a member of the Broker-Dealer Forum. Carrie has served as an expert witness in both FINRA Arbitrations and Civil Court, and is qualified as a FINRA Industry Arbitrator and Chairperson.

Education & Licenses

MBA, Finance. CRCP, CSCP, CFE, CFCS, CM&AA. FINRA Series 4, 7, 24, 27, 28, 53, 79, 99