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Expert Bio

Primary Area of Expertise

SEC Regulations/Compliance

Expert Witness Profile

Lance Jon Kimmel has practiced law in the areas of IPOs, SEC regulation, corporate governance and complex corporate transactions, including mergers and acquisitions, for more than 39 years. He is a member of the New York and California bars, a Martindale-Hubbell AV-rated attorney, a member of the American Bar Association Securities Regulation Subcommittee and one of only five California-qualified attorney sponsors on the OTCQX Market. Mr. Kimmel specializes in private and public equity and debt offerings for growth companies, the investors in such companies (including hedge funds) and the regulated professionals that service such companies (including investment banking firms). He handles capital raising transactions at every level, from seed capital to reverse mergers, and the deployment of that capital through organic growth or M&A activity. His clients include all categories of industry in the U.S., Europe and Asia. As one of the most frequently quoted transactional securities attorneys in America, Mr. Kimmel has contributed his insights to NPR Marketplace, Dow Jones, the Los Angeles Times, Bloomberg Forum and Financier Worldwide, among other mainstream and financial broadcast and print media around the world. Mr. Kimmel has written numerous articles and speaks often on current legal issues in the securities and corporate governance arenas.

Education & Licenses

J.D., NY and CA Bar Association member.