AV Rated Former Chair, Los Angeles County Bar Association, Business & Corporations Law Section; LLM, Harvard Law School; 46 years practicing Securities Law; 12 years with the U.S. Securities and Exchange Commission, Washington D.C.; Published Author of Securities Regulations, including eight volume treatise.
* Securities and Business Law * SEC Enforcement Defense * Litigation and Investigations RE Initial Coin Offerings * International Business & Securities * Class & Derivative Actions * Insider Trading * NYSE, AMEX, FINRA, DOC Disciplinary Proceedings * Broker-Dealer, Investment Company & Investment Adviser Matters * Liability Under Federal & State Securities Laws * Internet Securities * Securities Arbitration * Law Firm Liability
Education & Licenses
B.S. Business and Accounting J.D., and L.L.M. Member: California & District of Columbia Bar Associations