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Expert Bio

Primary Area of Expertise

Securities/Commodity Futures & Options

Expert Witness Profile

Former Chair, Los Angeles County Bar Association, Business & Corporations Law Section; LLM, Harvard Law School; 42 years practicing Securities Law; 12 years with the U.S. Securities and Exchange Commission, Washington D.C.; Published Author of Securities Regulations, including eight volume treatise.


* Securities Law
* Federal Securities Law Enforcement
* Securities Arbitration
* Business Litigation
* Director & Officer Liability
* International Securities Regulations
* Insider Trading
* NYSE, AMEX and FINRA Disciplinary Proceedings
* Broker-Dealer, Investment Company & Investment Advisor Matters
* Liability Under Federal & State Securities Laws
* Public and Private Offerings
* Internet Securities
* Law Firm Liability

Education & Licenses

B.S. Business and Accounting
J.D., and L.L.M.
Member: California & District of Columbia Bar Associations