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Expert Bio

Primary Area of Expertise

Securities/Commodity Futures & Options

Expert Witness Profile

AV Rated Former Chair, Los Angeles County Bar Association, Business & Corporations Law Section; LLM, Harvard Law School; 46 years practicing Securities Law; 12 years with the U.S. Securities and Exchange Commission, Washington D.C.; Published Author of Securities Regulations, including eight volume treatise.


* Securities and Business Law
* Defense of SEC Enforcement Actions
* Litigation and Investigations RE Initial Coin Offerings
* International Business & Securities
* Class & Derivative Actions
* Insider Trading
* NYSE, AMEX, FINRA, DOC Disciplinary Proceedings
* Broker-Dealer, Investment Company & Investment Adviser Matters
* Liability Under Federal & State Securities Laws
* Internet Securities
* Securities Arbitration
* Law Firm Liability

Education & Licenses

B.S. Business and Accounting
J.D., and L.L.M.
Member: California Bar Association